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Retention and Disposal of University Records
The Retention and Disposal Authority has been formulated to help staff within the university to manage their records. Record groups have been assessed according to the university's administrative, evidentiary and financial requirements.
The Disposal Authority is arranged according to the university's business classification scheme. It does not attempt to describe each particular record type or format, but instead provides a broad description of the functions and activities to which the records relate. The Authority can be used to assess any university records to identify the following:
Disposal sentences are based on Public Record Office of Victoria Standards (PROS), including the Authority for Records of Higher & Further Education Institutions (PROS 02/01) and the General Disposal Schedule for Common Administrative Records (PROS 07/01); and decisions made by Monash University authorities including the Education Committee, Monash Research Graduate School/Institute of Graduate Research and the Audit and Risk Management Office.
The following conditions apply to the Authority:
The archives repository provides the temperature and humidity levels appropriate for storage of permanent records, together with the intellectual and physical control of stored records which enables information/research requests to be responded to, in most cases, within 24 hours.
In order to comply with PROS10/13 Disposal Standard, any records due for destruction according to the Retention and Disposal Authority must be properly documented and their destruction authorised. Destruction must be authorised by both the relevant area manager and the Archives Manager.
All electronic records managed by the university's records management software - currently TRIM - will be documented within that system, and their disposal managed by Records and Archives Services. Hardcopy records managed by TRIM, but not physically managed by Records and Archives Services will require authorisation before they may be destroyed.
An Application for Destruction of Records should be completed by the appropriate staff members and forwarded to the Archives Manager - email@example.com. Records may be destroyed only after the application has been approved and a copy returned to the staff member concerned.
Authorisations of records destruction will be retained by Records and Archives Services as a permanent record of disposal activities within the university.
University records may be destroyed without any further authorisation provided they fall within the category of Normal Administrative Practice. NAP allows for the disposal of:
Before destruction of records under NAP consider:
NOTE: The Crimes (Document Destruction) Act 2006 and the associated Evidence (Document Unavailability) Act 2006 create formal and specific penalties for destruction of documents that are known to be reasonably likely to be required in evidence, where the destruction is intended to prevent the documents from coming into court, in situations where no litigation has actually commenced.
Records destruction refers to the rendering of records as unreadable and irretrievable. PROS10/13 Guideline 3 Destruction requires that all records should be destroyed with the same level of security maintained during the life of the records. Destruction may be carried out after records due for destruction have been documented and approved. (see above)
Once approved, confidential destruction of hardcopy records, and of microfilm, x-ray, and video or audio tapes, can be arranged through Facilities and Services - Confidential Waste.
Simply deleting electronic records does not equal destruction. Destruction of records must be done by professionals using specialised software. When electronic records are destroyed, all existing copies of the records should be located and destroyed, including system backups and those in offsite storage.